Job Description: Responsible Officer - Type 4 & 9 (PART TIME Up to $35K)
Company: iPlatform HR Service Limited
Location: Central, Central and Western District
Industries: Funds Management (Banking & Financial Services)
Position Type:Part time
Salary: $25,000 – $35,000 per month
Job Description:
- Act as the Responsible Officer and Manager-In-Charge (MIC) for Types 4 and 9 regulated activities, with management responsibilities and duties to supervise the middle and back office regulated businesses of the Company.
- Act as MIC of any positions: Operation Control/Compliance/Anti-Money Laundering (AML)/ Finance/IT, taking necessary actions to ensure all business activities comply with Hong Kong Securities and Futures Commission (SFC) rules and company guidelines.
- Liaise with the SFC on related matters and licensing issues.
- Assist in writing and maintaining proper documentation of all operations, policies, and procedures, including operational and risk control procedures.
Job Requirements:
- University graduates in business related disciplines;
- Minimum 5 years management experience in asset management company or securities firm;
- Current holding of SFC unconditional Responsible Officer license for Types 4 & 9 regulated activities is more favourable;
- Sound knowledge of SFO, regulations, and guidelines of relevant regulatory authorities (such as SFC), risk management control;
- Good command of written & spoken English and Chinese (including Mandarin)