Job Description: In House Legal Executive/Compliance Manager (Up to $35-$40K)
Company: iPlatform HR Service Limited
Location: Wan Chai, Wan Chai District
Industries: Compliance & Risk (Banking & Financial Services)
Position Type: Full time
Salary: $30,000 – $45,000 per month
Company Overview:
iPlatform HR Service Limited, as a leading HR solutions provider, supports its subsidiaries with strategic HR services and recruitment. The subsidiary for which we are hiring is a well-established asset management firm, regulated under the Type 4 (Advising on Securities) and Type 9 (Asset Management) licenses, focusing on delivering exceptional financial management services to its clients.
We are actively seeking a highly qualified and dedicated professional to join our team in the role of In-House Legal Executive/Compliance Manager.
Role Overview:
The In-House Legal Executive/Compliance Manager will play a crucial role in overseeing and managing legal and compliance matters, ensuring adherence to regulatory requirements and internal policies. We invite motivated and skilled candidates who are eager to contribute to a dynamic team and advance their careers in a robust legal and regulatory environment.
Job Description:
- Drafting, reviewing, and managing legal documents such as fund-raising documents and contracts for investment vehicles like Cayman SPCs, Hong Kong OFCs, and Hong Kong LFCs.
- Assisting in legal consultations, especially for cross-border operations between China and Hong Kong
- Oversee the general compliance and carry out regular and other necessary checks/investigations to ensure daily operations comply with the HKSFC regulations (and other regulatory requirements in different markets) and internal policies
- Formulate, review, and update internal manuals, policies, and procedures to ensure in compliance with rules and regulations of the HKSFC
Requirements:
- Degree holder in finance, law or related majors is preferred
- More than 3-4 years of work experience as a General Compliance in a HKSFC licensed corporation or legal experience in the asset managemetn industry preferred.
- Familiar with rules and regulations of the HKSFC
- Have a good understanding of credit rating business with experience in three major international rating agencies is preferred
- Able to work independently, self-motivated with strong sense of responsibility and analytical mind
- Good commend of spoken and written English and Chinese